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Chinese nuclear forces, 2013
Hans M. Kristensen and Robert S. NorrisAbstract
The number of weapons in China's nuclear arsenal is slowly growing, and the capability of those weapons is
also increasing. The authors estimate that China has approximately 250 warheads in its stockpile for delivery by nearly 150 land-based ballistic missiles, aircraft, and an emerging submarine fleet. China is assigning a growing portion of its warheads to long-range missiles. The authors estimate that China's arsenal includes as many as 60 long-range missiles that can reach some portion of the United States. The US intelligence community predicts that by the mid-2020s, China could have more than 100 missiles capable of threatening the United States.
China has a nuclear weapons modernization program under way that involves upgrading its nuclear-capable land-, sea-, and air-based delivery vehicles. The size of the nuclear arsenal is increasing, though at a slow rate.
We estimate that China has approximately 250 warheads in its stockpile for delivery by nearly 150 land-based ballistic missiles, aircraft,1 and an emerging ballistic submarine fleet (see Table 1). Each missile in the Chinese arsenal is equipped to carry a single warhead, but warheads are not mated with missiles under normal circumstances, instead being kept separate in central storage facilities.2
China is the only one of the five original nuclear weapon states that is quantitatively increasing its nuclear arsenal, although the pace of growth is slow. The capability of the arsenal is also increasing, with liquid-fuel and relatively inaccurate maneuverable missiles being replaced by solid-fuel and more accurate road-mobile missiles. China is assigning a growing portion of its warheads to long-range missiles, and the US intelligence community predicts that by the mid-2020s, China could “more than double” the number of warheads on missiles that are capable of threatening the United States to “well over 100” (Burgess, 2012: 19; US Air Force, 2013: 3). We estimate that China’s current arsenal includes as many as 60 long-range missiles that can reach the United States, including 12 DF-4 s, 20 DF-5As, 8 DF-31 s, and 20 DF-31As; however, of these, only 40—the DF-5As and DF-31As—can strike the continental United States.
The US government has complained for years that China is too opaque regarding its military forces and budgets and that it needs to be more transparent. It was therefore surprising and somewhat paradoxical that in its 2011 report on China’s military—one of the most widely used public sources for following Chinese nuclear developments—the Pentagon chose to eliminate numbers of individual missile types from a table enumerating the Chinese missile arsenal. In the 2013 report, the table was completely deleted. The Pentagon’s omission inadvertently assists Chinese nuclear secrecy.
Land-based missiles
China is in the middle of a significant modernization of its land-based ballistic missile force, with older, transportable liquid-fuel missiles being replaced with longer-range, road-mobile, solid-fuel missiles based at new or upgraded Second Artillery garrisons. As a result of this effort, a greater portion of China’s future land-based missile force will have longer ranges and be more survivable.
The current force has nearly 150 nuclear-capable land-based missiles of seven types with mainly short and medium ranges; the number of long-range missiles is increasing slowly.
The oldest missile in China’s inventory, the DF-3A (CSS-2), is nearing retirement and being replaced by the DF-21. The liquid-fueled, single-stage DF-3A intermediate-range ballistic missile can deliver a 3.3-megaton warhead up to 3,000 kilometers (km). Only one brigade of perhaps eight transportable launchers remains operational, and it is expected to be replaced by solid-fuel, road-mobile DF-21 s in the near future.
A single brigade also remains for China’s second-oldest missile, the DF-4 (CSS-3) intercontinental ballistic missile (ICBM). The two-stage, liquid-fueled missile can deliver a 3.3-megaton warhead more than 5,500 km. The brigade has approximately 12 transportable launchers for targeting against Russia. The DF-4 is being replaced by the DF-31, a solid-fuel, road-mobile ICBM.
China’s DF-5A (CSS-4)—a liquid-fueled, two-stage, silo-based ICBM—has a range that exceeds 13,000 km and has apparently been targeted against the United States and Russia since the early 1980s. It is unclear whether China will replace its DF-5As with the DF-31A or maintain both. We estimate that China has 20 DF-5As.
China’s primary regional nuclear missile is the two-stage, solid-fuel, road-mobile DF-21 (CSS-5) medium-range ballistic missile (MRBM). The DF-21 exists in two nuclear versions: the DF-21 (CSS-5 Mod 1) and the newer DF-21A (CSS-5 Mod 2). The Mod 1 version has a range of 1,750-plus km, but the new version probably has a longer range of about 2,150 km. The US intelligence community estimates that China’s inventory of DF-21 s grew between 2006 and 2011, from 19 to 50 missiles at the start of that time period to 75 to 100 missiles in 2011 (Defense Department, 2006, 2011). Today there are fewer than 50 launchers of each type deployed, with an estimated 80 to 90 launchers in total (US Air Force, 2013). China has also started deploying conventionally armed versions of the DF-21 (the DF-21C, and the DF-21D which is an anti-ship missile), a potentially dangerous mix of nuclear and conventional missiles that creates risks of misunderstanding, miscalculation, and mistaken nuclear escalation in a crisis.4
Deployment of the new DF-31 (CSS-10 Mod 1) ICBM, first introduced in 2006, appears to have stalled for the time being with fewer than 10 launchers and an equal number of missiles deployed. The three-stage, road-mobile DF-31, which is transported on a six-axle TEL (transporter-erector-launcher) in a 15-meter-long canister, has a range of more than 7,000 km, which is insufficient to target the continental United States. The DF-31 may assume the regional targeting of Russia, India, and Guam from the DF-4. Reasons for the slow introduction of the DF-31 are unclear.
The DF-31A (CSS-10 Mod 2)—a solid-fueled, three-stage, road-mobile ICBM—is an extended-range version of the DF-31, yet its range (11,000-plus km) and payload of a single 200- to 300-kiloton warhead are smaller than those of the DF-5A ICBM. We estimate that China deploys about 20 DF-31A ICBMs in three brigades. Ten years ago, the US intelligence community estimated that by 2015, China would have 75 to 100 ICBMs (DF-31As and DF-5As) targeted primarily against the United States (CIA, 2001). This prediction seems unlikely to come true in the next two years; of China’s 50 to 75 ICBMs, fewer than 50 can target the continental United States.
Although a map in the Defense Department’s 2013 annual report indicates that the entire continental United States is within reach of the DF-31A, this is misleading because the range is measured from the Chinese outer border rather than actual deployment sites inside the country. The report states that the DF-31A can reach “most locations” within the continental United States (Defense Department, 2013: 6), but apparently not all. Some targets on the US East Coast would still require use of the longer-range DF-5A. From the 812 Brigade Base at Tianshui (Gansu) and the launch battalion near Datong (Qinghai), for example, a range of 12,600-plus km would be needed to hold at risk Washington, DC.
The US intelligence community has consistently assessed all of these missile types as single-warhead weapons. For more than a decade, the Pentagon has estimated that China has the capability to develop MIRVs for its silo-based missiles (DF-5A), and the intelligence community is now asserting that “China may also be developing a new road-mobile ICBM, possibly capable of carrying a multiple independently targetable re-entry vehicle (MIRV)” (Defense Department, 2013: 6). If the US ballistic missile defense system is expanded or improved, it could potentially trigger China to deploy missiles that have MIRVs or decoys, though the heavier payload created by either of these missions would significantly reduce the range of the missiles.
Land-based short-range missiles
Of China’s many types of short-range ballistic missiles, one is thought to be nuclear capable: the DF-15 (CSS-6). After reporting that the nuclear test conducted on August 16, 1990 “may be related to development of a warhead for a Chinese short-range ballistic missile” (CIA, 1990: 1), the CIA concluded in September 1993 “that China will begin to field nuclear-armed CSS-X-6’s next year. China almost certainly has already developed the warhead for this system. Testing might be needed for formal weaponization or for additional warhead options” (CIA, 1993: 5). Despite nuclear capability, most of the DF-15 units are thought to be for conventional missions.
Submarines and sea-based missiles
China has two types of submarine-launched ballistic missiles (SLBMs) developed for two types of nuclear-powered ballistic missile submarines: the JL-1 and JL-2. Neither missile is operational.
The 1,700-km-range, two-stage JL-1 (CSS-NX-3) SLBM developed for a single old Xia-class (Type 092) submarine first entered service in 1986 and is not considered operational. The Xia is based at the North Fleet Base near Qingdao in the Shandong province. The submarine underwent a lengthy shipyard overhaul in 2005–2006 but appears to have stayed in port since then. The Xia/JL-1 weapon system is expected to be retired soon.
Development of the new JL-2 (CSS-NX-14) SLBM for the second-generation Jin-class (Type 094) submarine is nearing completion. After several setbacks, China appears to have overcome technical difficulties and successfully test-launched the JL-2 in 2012–2013. The US intelligence community expects the JL-2 may reach initial operational capability in 2013 or 2014.5
The JL-2 is a modified version of the DF-31. Equipped with a single warhead and, possibly, penetration aids, the JL-2 has never been flight-tested to its full range but is estimated to have a range of 7,000-plus km. Such a range is sufficient to target Alaska, Guam, Russia, and India from waters near China—but unless the submarine sails significantly eastward, not the continental United States.
Three Jin-class submarines are in service (without missiles), and the US intelligence community speculates that China may build a total of five before proceeding to develop a third-generation (Type 096) over the next decade.
With 12 missile-launch tubes per submarine, three Jin-class boats could carry 36 missiles with an equal number of warheads—a significant increase from the 12 SLBMs that the sole Xia-class submarine carried.
The Pentagon asserts that the Jin/JL-2 weapon system “will give the PLA Navy its first credible sea-based nuclear deterrent” (Defense Department, 2013: 6). While that may be true in theory, a Chinese nuclear-powered submarine fleet faces several doctrinal, technical, and operational constraints in practice. Under current doctrine, China’s Central Military Commission does not allow the military services to have warheads deployed on missiles under normal circumstances. Handing over custody of nuclear warheads to deployed submarines in peacetime would constitute a significant change of Chinese doctrine.
Moreover, no Chinese ballistic missile submarine has ever sailed on a deterrent patrol, so China’s navy and the Central Military Commission have essentially no experience in operating a submarine force during realistic military operations. Developing this capability will require development of new command-and-control technologies and procedures.
But even if China deployed warheads on submarines and sent them to sea in a crisis, where would they sail? For a JL-2 to reach the continental United States, a Jin-class submarine would have to sail through the East China Sea and well into the Pacific Ocean, through dangerous choke points where it would be vulnerable to hostile antisubmarine warfare.6
China’s main concern is the survivability of its minimum nuclear deterrent, and it spends considerable resources on dispersing and hiding its land-based missiles. This makes its submarine program puzzling, for it is much riskier to deploy nuclear weapons at sea, where submarines can be sunk by unfriendly forces, than to deploy them on land.
Cruise missiles
China produces and fields a number of cruise missiles, including land-attack cruise missiles that may have a nuclear capability. The CIA concluded in 1995 that a Chinese test scheduled for that year “may include warhead testing for … a cruise missile” (CIA, 1995: 11), but the evidence for Chinese nuclear cruise missiles is sketchy and should be viewed with caution.
The first potentially nuclear-capable cruise missile is the DH-10 (CJ-10) land-attack cruise missile (LACM), which is thought to have a range of perhaps 1,500 km. US Air Force intelligence lists the DH-10 as “conventional or nuclear,” indicating that it is a dual-capable weapon (US Air Force, 2013: 29). The DH-10 is launched from a four-axle triple box launcher. The number of deployed DH-10 s is uncertain, in part because the Pentagon has stopped releasing numbers for Chinese missiles. In 2011, the estimate was 40 to 55 launchers with 200 to 500 missiles (Defense Department, 2011).
China is also developing an air-launched land-attack cruise missile known as the CJ-20 for delivery by modified H-6 bombers. An Air Force Global Strike Command briefing in 2013 asserted that the CJ-20 is nuclear capable (Kristensen, 2013). The Air Force “Ballistic and Cruise Missile Threat” document does not list the CJ-20 at all (US Air Force, 2013: 29), but the annual Pentagon report includes a map showing the combined range of the “B-6 [H-6] and LACM” (Defense Department, 2013: 81).
Source: Bulletin of the Atomic Scientists November/December 2013 vol. 69 no. 6 79-85